Taxmann's Compliance in Banks

Taxmann's Compliance in Banks – 1st Edition 2025 is a comprehensive guide tailored for banking professionals, compliance officers, and finance students. This book provides a structured insight into the compliance framework in Indian banking, explaining the roles of RBI, internal compliance systems, risk-based supervision, and recent regulatory developments.

It also discusses case studies, practical tools, and checklists to help banks establish and maintain robust compliance mechanisms in line with RBI norms and global standards.

📘 Key Features:

• Covers compliance structure as per RBI norms

• In-depth discussion on compliance risk, governance, and audit

• Insights into risk-based supervision, KYC/AML, and regulatory reporting

• Includes real-world scenarios, best practices, and checklists

• Essential for bank executives, auditors, consultants, and students preparing for JAIIB/CAIIB

📚 Contents Overview:

1. Introduction to Compliance in Banking

2. Regulatory Environment – RBI, SEBI, etc.

3. Compliance Governance & Responsibilities

4. Risk-Based Supervision (RBS)

5. Internal Compliance Framework & Monitoring

6. KYC, AML, and Financial Crime Compliance

7. Reporting Requirements & MIS

8. Role of Board and Senior Management

9. Training and Capacity Building

10. Global Best Practices and Indian Context

🎯 Useful For:

• Bank officers and compliance professionals

• Chartered Accountants, CS & auditors in BFSI sector

• Finance & law students

• Candidates of JAIIB/CAIIB and NISM certifications